Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 106 search results for MiFID II applies from 3 January 2018.

  1. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    MiFID II is currently due to apply from 3 January 2017 and by 3 July 2016, Member States must change their laws and regulations to give effect to the provisions of ... HM Treasury (The Treasury) consulted on most of the changes to UK legislation required

  3. FCA response to ESMA's public statement on LEIs

    News stories Published: 20/12/2017 Last modified: 20/12/2017
    On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.

  4. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  5. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  6. Passporting between the UK and Gibraltar

    Firms Published: 12/01/2023 Last modified: 11/12/2023
    Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

  7. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.

  8. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  9. PS18/10: Retiring FG12/15 and FG14/1

    Policy statements Published: 11/05/2018 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired.

  10. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in Financial Instruments Directive II (MiFID II) in the UK. ... MiFID II takes effect on 3 January 2018, and this