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Showing 171 to 180 of 390 search results for MiFID II implementation.

171. Trading venues and systematic internalisers – changes in security statuses

     Markets policy Published: 21/12/2017 Last modified: 21/12/2022
     Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.

172. UK Benchmarks Regulation

     Markets Regulated markets Published: 22/04/2016 Last modified: 14/06/2024
     The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

173. Dealing commission

     Speeches Published: 10/07/2014 Last modified: 10/07/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

174. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

175. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

     Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
     We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.

176. UK EMIR

     Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
     The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

177. MiFID Annex Form [docx]

     Forms Published: 29/05/2020 Last modified: 06/11/2023
     Application for Authorisation.

178. Cryptoassets: our work

     Focus areas Published: 23/01/2019 Last modified: 03/05/2024
     Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

179. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

     Consultation papers Published: 03/10/2017

180. MiFID Annex Notes [docx]

     Forms Published: 27/01/2017 Last modified: 27/01/2017
     MiFID Annex Notes