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Showing 181 to 190 of 390 search results for MiFID II implementation.

181. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

     Discussion papers Published: 26/03/2015 Last modified: 26/03/2015

182. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

183. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

     Newsletters Published: 27/08/2020 Last modified: 27/08/2020
     This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

184. Operational Resilience

     Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
     We set out the requirements of our policy and how to report an operational disruption.

185. PS17/25: Policy Statement on Financial Advice Market Review Implementation Part II and Consultation on Retiring FG12/15 and FG14/1 [pdf]

     Policy statements Published: 08/12/2017

186. Cymraeg

     About us Published: 22/06/2017 Last modified: 28/02/2024
     Sut rydym yn cyflwyno ein gwasanaethau yn y Gymraeg pan yn cyflawni busnes cyhoeddus yng Nghymru.

187. CP17/23: Insurance Distribution Directive implementation – Consultation Paper II [pdf]

     Consultation papers Published: 24/07/2017
     We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).

188. FCA statement on share trading obligations

     Statements Published: 19/03/2019 Last modified: 19/03/2019
     The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

189. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]

     Consultation papers Published: 01/08/2017
     Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.

190. PS18/3: Perimeter guidance on personal recommendations on retail investments [pdf]

     Policy statements Published: 23/02/2018
     In this Policy Statement we report on the main issues arising from Consultation Paper 17/28 Financial Advice Market Review (FAMR): Implementation Part II and publish the final rules and guidance.