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Showing 221 to 230 of 390 search results for MiFID II implementation.
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Balance of interests
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Data reporting services providers
Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm. -
Transparency in asset management
Instruments Directive (MiFID) II negotiations. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
Complaints data items: FAQs
Complaints data items: FAQs -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
The FCA’s role in preparing for Brexit
Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the -
UK MiFID transparency calculations
This page contains updates on the UK MiFID transparency calculations and the latest published data. -
Trade transparency and market liquidity data 2019/20
In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure. -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.