Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 231 to 240 of 390 search results for MiFID II implementation.

  1. Market Interface Specification (MIS) confidentiality agreement [docx]

    Forms Published: 31/10/2016 Last modified: 03/04/2019
    Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).

  2. The technology challenge

    Speeches Published: 10/06/2014 Last modified: 19/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Reporting requirements: insurance firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies. Learn more about the requirements for reporting.

  4. MiFID AIFM supplement form [docx]

    Forms Published: 27/01/2017

  5. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  6. MiFID Self Certification GEN Form [docx]

    Forms Published: 27/01/2017

  7. Statements of Policy on the operation of the MiFID transparency regime

    Statements Published: 04/03/2019 Last modified: 29/08/2023
    Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period.

  8. MiFID Annex I: Application form for a data reporting services provider notes [docx]

    Forms Published: 27/01/2017
    This guidance provides clarification on completing the application for a DRSP.

  9. Reportable instruments

    Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
    Find out from the FCA when a transaction is reportable, and about over-reporting.

  10. Market data reporting and MDP

    Markets Published: 04/09/2016 Last modified: 09/05/2024
    The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.
Related topics