Search results
Showing 241 to 250 of 390 search results for MiFID II implementation.
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Principal trading firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
MiFID II Retirement Interest Only Mortgages [pdf]
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Transaction reporting fines
Find out how the FCA are able to effectively monitor for market abuse. -
FCA statement on the share trading obligation
On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023. -
Investment managers
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
International policy and commodities markets regulation
Find out how international policy influences regulation of commodities markets and the affect of likely changes. -
MIFIDPRU Remuneration Code (SYSC 19G)
The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms. -
Transaction reporting forum
The FCA explain how transaction reporting forums are used. -
Conclusions from the Cryptoassets Taskforce
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Regulation of Cryptocurrencies event, London. -
Market Watch 70
In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved