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Showing 251 to 260 of 390 search results for MiFID II implementation.

  1. Occasional Paper 64: OTC market frictions in stressed markets

    Occasional papers Published: 20/03/2024 Last modified: 20/03/2024
    Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

  2. Alternative Investment Fund Managers Directive (AIFMD) material change notification form [doc]

    Forms Published: 11/07/2014 Last modified: 11/07/2014
    You should use this form if you are a full-scope UK AIFM that wishes to: i. notify us before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to article 10.1 of the

  3. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

  4. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

  5. MiFID Fees and Levies Supplement Form: Retail [docx]

    Forms Published: 09/08/2018

  6. Information on MiFID 2 transaction reporting - February 2020

    FOI Release Date of Release: 07/02/2020
    FCA provides information on Mifid 2 transaction reporting.

  7. Mortgage prisoners review: terms of reference

    Published: 20/07/2021 Last modified: 29/11/2021
    These terms of reference set out the steps we will take in our mortgage prisoners review.

  8. Trading venue ID codes

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/01/2023
    Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities.

  9. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

  10. MiFID Fees and Levies Supplement Form: Wholesale [docx]

    Forms Published: 13/01/2017
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