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Showing 281 to 290 of 390 search results for MiFID II implementation.

281. CP22/4: Quarterly Consultation Paper No. 35

     Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

282. CP15/28: Quarterly Consultation Paper No. 10

     Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
     Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where ... As such, we concluded that it would not be

283. Trade transparency and market liquidity data 2020/21

     Data Published: 15/07/2021 Last modified: 15/07/2021
     Our 2020/21 trade transparency and market liquidity data.

284. TR14/7: Clarity of fund charges

     Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
     A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at

285. Authorised DRSPs

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
     An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

286. FCA publishes position limits for commodity derivative contracts

     Statements Published: 26/10/2017 Last modified: 26/10/2017
     The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues.

287. Requesting sample transaction reporting data

     Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
     The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

288. Primary Market Bulletin 40

     Newsletters Published: 27/05/2022 Last modified: 30/05/2022
     In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

289. FCA publishes final report on IFPR implementation observations

     News stories Published: 27/11/2023 Last modified: 27/11/2023
     Final report on our multi-firm review into firms’ progress in implementing the ICARA process and reporting requirements under the IFPR.

290. Towards more effective stewardship

     Speeches Published: 03/04/2019 Last modified: 04/03/2022
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.