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Showing 291 to 300 of 390 search results for MiFID II implementation.
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PS21/6: Implementation of Investment Firms Prudential Regime
We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
DRSP authorisation process
UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process. -
Primary Market Bulletin 34
This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime. -
FCA statement on the launch of the Cost Transparency Initiative (CTI)
The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London. -
Investor engagement in a changing regulatory landscape
Of course, the debate in relation to the connection between research and dealing commission has now very much moved to the European stage, due to the development of proposals under MIFID ... II. ESMA provided its final advice to the European Commission -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Maintaining market confidence: an update on Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit -
Statement on the Operation of the MiFID Markets Regime
Read our statement on the operation of the MiFID Markets Regime after the transition period ends. -
MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]
MiFID Investment and Non Investment Insurance Contracts Supplement Form.