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Showing 301 to 310 of 390 search results for MiFID II implementation.
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FCA steps up focus on fair use of client dealing commission
4. New European regulations (Markets in Financial Instruments Directive II – MiFID II) will affect the use of dealing commission. ... Today’s paper outlines some key elements of MiFID II and calls for evidence to inform this work. -
FCA publishes Annual Report and Accounts 2017/18
The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
FCA publishes annual report and accounts 2016/17
The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2016/17. -
DRSP regulatory framework
We provide guides that set out the regulatory framework for UK Data Reporting Service Providers (DRSPs). Find out more about how to use these sources. -
Update on the market share test under the ancillary activities exemption for commodity derivatives
Clarification that we will not be publishing market share test data related to the ancillary activities exemption. -
CP20/4: Quarterly Consultation Paper No 27
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources
Firms should consider these and how they can strengthen their processes. -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
Transitional provisions and regimes
Find out about the transitional provisions and regimes that are operating, following the end of the transition period.