Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 321 to 330 of 390 search results for MiFID II implementation.

  1. CP23/27: Reforming the commodity derivatives regulatory framework

    Consultation papers Published: 04/12/2023 Last modified: 30/05/2024
    This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test.

  2. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

  3. PS23/11: Guidance on the trading venue perimeter

    Policy statements Published: 05/07/2023 Last modified: 05/07/2023
    Consultation on new guidance on the regulatory perimeter for trading venues

  4. FCA publishes rules that will apply at the end of the transition period

    Press Releases Published: 01/10/2020 Last modified: 02/10/2020
    We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.

  5. FCA keeps trading apps under review over gaming concerns

    Press Releases Published: 20/06/2024 Last modified: 20/06/2024
    In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.

  6. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

  7. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  8. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  9. Andrew Bailey speech at the Annual Public Meeting 2018

    Speeches Published: 11/09/2018 Last modified: 11/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

  10. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

    Statements Published: 08/04/2020 Last modified: 28/06/2022
    The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.
Related topics