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Showing 341 to 350 of 390 search results for MiFID II implementation.
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FCA publishes instructions for accessing and downloading FCA FITRS files
We have built FCA FITRS (Financial Instruments Transparency System) to replace ESMA FITRS in the UK. -
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
Liquidity Management multi-firm review
Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management. -
FCA publishes terms of reference for asset management market study
MIFID II comes into force in the UK on 3 January 2017 and some of its provisions will apply to investment firms in the asset management sector. -
Insights from the 2020 Cyber Coordination Groups
Overview and insight from the latest quarterly Cyber Coordination Group meeting -
Potentially Anomalous Trading Ratio 2019/20
The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets. -
AI and financial crime: silver bullet or red herring?
Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. -
Investment managers still failing to ensure effective oversight of best execution
We outline findings from supervisory work looking at how investment managers deliver best execution for their clients. -
The FCA sees improvements in suitability at wealth managers, but concerns remain
MiFID II will be coming into force in the UK and some of its provisions will apply to firms providing portfolio management services to retail customers.