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Showing 51 to 60 of 390 search results for MiFID II implementation.

  1. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

    Consultation papers Published: 29/09/2016
    We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
  2. Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]

    Meeting minutes Published: 18/02/2016 Last modified: 18/02/2016
    From the meeting held on 5 February 2016
  3. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.
  4. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.
  5. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.
  6. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.
  7. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.
  8. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  9. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  10. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

    Consultation papers Published: 16/12/2016
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.