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Complaints fall by 5%: PPI, current accounts and general insurance still most complained about products
The latest complaints data published by the Financial Conduct Authority (FCA) shows financial services firms received 2,358,732 new complaints between January and June 2014. -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010. -
CP20/15: Liquidity mismatch in authorised open-ended property funds
We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses. -
The Financial Conduct Authority to gather evidence on how the PPI complaints process is working
The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). ... The most commonly sold types of PPI were single premium policies on unsecured loans (around 48% of all PPI -
PS13/4 Financial Conglomerates Directive – Technical Review Amendments
We are publishing new rules for financial conglomerates. -
PS21/14: A new authorised fund regime for investing in long term assets
We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets. -
FG22/1: The FCA’s approach to the review of Part VII insurance business transfers
We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
Christopher Woolard, FCA director of policy, risk and research said:. 'We recognise that second charge mortgages are beneficial for some customers but we are concerned that consumers can be put at ... A number of other changes will also be implemented -
Financial services regulation and enforcement: recent developments and emerging issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
their customers fairly when handling Payment Protection Insurance (PPI) complaints between March 2012 and May 2013. ... During the relevant period Lloyds assessed customer complaints relating to more than 2.3 million PPI policies and rejected 37 percent