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Showing 121 to 130 of 16406 search results for New FCA complaints data.

  1. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    You cannot easily fix an ex-ante risk appetite so we need to think of a new approach. ... The other piece of good news is that we are not likely to be out of jobs soon.

  2. Executive committees

    About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

  3. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)

  4. FCA statement - insuring SMEs: business interruption

    Statements Published: 01/05/2020 Last modified: 01/05/2020
    FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover

  5. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  6. Small payment institution (small PI)

    Last modified: 14/09/2018
    The Treasury has implemented these through the PSRs 2017 and the FCA has published its Policy Statement and Approach Document. ... Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:.

  7. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for firms Published: 07/05/2015 Last modified: 28/07/2023
    Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below.

  8. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

  9. 100 days of the FCA

    Speeches Published: 09/07/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.