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Showing 411 to 420 of 16421 search results for New FCA complaints data.

  1. Information related to Covid-specific whistleblower allegations - November 2021

    FOI Release Date of Release: 09/11/2021
    The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.
  2. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

    Statements Published: 21/05/2015 Last modified: 21/05/2015
    In reaching this decision, the Tribunal upheld all but one of the FCA’s findings. ... failure to respond to client complaints appropriately; and. failure to have regard to the statutory and regulatory provisions regarding the promotion of unregulated
  3. FCA calls for consumers to think back, then act as PPI deadline closes in

    PPI Press Releases Published: 29/07/2019 Last modified: 29/07/2019
    With only one month to go until the 29 August 2019 PPI complaints deadline, the Financial Conduct Authority (FCA) is urging consumers to jog their memories back to the 1990s and 2000s when they may have bought products and were mis-sold PPI at the
  4. Standard Life Aberdeen (clone of FCA recognised product and UK registered company)

    Warnings Published: 29/10/2020 Last modified: 13/07/2021
    Standard Life Aberdeen (clone of FCA recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with
  5. Santander UK to contact borrowers affected by SVR cap margin rise in 2008

    News stories Published: 18/04/2013 Last modified: 18/05/2021
    Santander UK has agreed to contact more than 270,000 mortgage customers that it did not give clear information when it raised the cap margin linked to its SVR in 2008.
  6. Coronavirus linked forbearance: key findings

    Multi-firm reviews Published: 25/03/2021 Last modified: 15/04/2021
    We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty.
  7. The importance of culture in driving behaviours of firms and how the FCA will assess this

    Speeches Published: 19/04/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.
  9. FCA taking assertive action to tackle harm in the consumer investments market

    Press Releases Published: 03/03/2022 Last modified: 13/06/2023
    The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.
  10. Self-certified mortgages from firms not based in the UK – warning to consumers

    News stories Published: 27/01/2016 Last modified: 27/01/2016
    If you take out a mortgage offered from outside the UK under the ECD, you will lose important UK consumer protection benefits, such as the right to refer complaints to the ... Make sure your adviser is qualified and FCA regulated (check the Financial