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Showing 131 to 140 of 173 search results for Occasional Papers contribute to our work.
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FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process. ... The FCA is asking for views on the IPO discussion paper and potential changes to the IPO process by 13 July 2016. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
The future of financial services regulation in the UK
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London. -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets. -
FCA sets out next steps to improve competition in the UK’s asset management industry
The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of -
Research Note: Review of Maximal Extractable Value and Blockchain Oracles
This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology. -
FCA reviews find mortgage firms lending responsibly but scope for improvement on competition
Potential issues relating to lending to older borrowers will be included in our wider work on the ageing population following our recent discussion paper. ... work on the transparency of mortgage fees and charges which is currently underway. -
Retail Banking: Business Continuity Planning
We have recently reviewed business continuity planning (BCP) amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
Speech: Shadow banking - the potential risks and rewards
My observations are mostly based on Kraus and Aquilina’s Occasional Paper 18(OP18), ‘Market-Based Finance: its contributions and emerging issues’ and our related article ‘The rise of market based ... From the macro to the micro, and an example of