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Showing 121 to 130 of 180 search results for Occasional Papers contribute to the work.
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FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process. ... The FCA is asking for views on the IPO discussion paper and potential changes to the IPO process by 13 July 2016. -
Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms
A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits. -
FCA’s new rules on climate-related disclosures to help investors, clients and consumers
We have published two Policy Statements confirming final rules and guidance to promote better climate-related financial disclosures. -
FCA Research into the issue of de-risking
The work not only continues, but has been reinforced by the Government’s recent action plan. ... The FCA has also published an Occasional Paper today that deals with the reasons for access barriers and financial exclusion. -
FCA steps up focus on fair use of client dealing commission
The FCA’sdiscussion paper on dealing commission, including results of the thematic review. ... Today’s paper outlines some key elements of MiFID II and calls for evidence to inform this work. -
FCA sets out next steps to improve competition in the UK’s asset management industry
The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Automated advice: existing rules and guidance
Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered. -
FCA publishes update on wide-ranging review of retail banking sector
The FCA has published an update on its Strategic Review of Retail Banking Business Models. -
Research Note: Review of Maximal Extractable Value and Blockchain Oracles
This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology.