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Showing 1 to 10 of 180 search results for Occasional Papers contribute to the work of the FCA.

1. Occasional Paper No. 24: Behaviour and compliance in organisations

   Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
   This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

2. Occasional Paper No. 57: Mortgage market disruptions

   Occasional papers Published: 09/10/2020 Last modified: 09/10/2020
   We use mortgage contracts data to look at mortgage trends linked to the coronavirus (Covid-19) crisis and compare them to the 2007-09 financial crisis.

3. Occasional Paper 63: HFTs and dealer banks: liquidity and price discovery in FX trading

   Occasional papers Published: 20/01/2023 Last modified: 20/01/2023
   We characterise the liquidity provision and price discovery roles of dealers and high-frequency traders in the foreign exchange spot market.

4. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

   Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
   As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension

5. Occasional Paper No. 17: Access to Financial Services in the UK

   Occasional papers Published: 24/05/2016 Last modified: 31/07/2020
   This paper aims to stimulate ideas and foster a culture of access and inclusion throughout retail financial services, that embraces firms, regulators, government and consumer organisations.

6. Occasional Paper No. 26: From advert to action: behavioural insights into the advertising of financial products

   Occasional papers Published: 12/04/2017 Last modified: 21/07/2017
   How are we affected by financial advertising? What do we pay attention to and when might we be misled? In this paper we explore the science of advertising to answer these questions.

7. Occasional Paper No. 29: Aggregate market quality implications of dark trading

   Occasional papers Published: 01/08/2017 Last modified: 01/08/2017
   In this paper, we examine the impact of dark trading on aggregate market quality in the UK.

8. Occasional Paper 64: OTC market frictions in stressed markets

   Occasional papers Published: 20/03/2024 Last modified: 20/03/2024
   Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

9. Occasional Paper No. 37: Flash Crash in an OTC Market

   Occasional papers Published: 12/06/2018 Last modified: 12/06/2018
   This Occasional Paper contributes to the research on flash crashes which are high-profile episodes that can be thought of as short-lived malfunctions of capital markets typically involving a substantial price change and a drying up of liquidity

10. Occasional Paper No. 27: Benchmark regulation and market quality

    Occasional papers Published: 03/07/2017 Last modified: 03/07/2017
    In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions.