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Showing 1001 to 1010 of 1228 search results for Occasional papers First published.

  1. FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23

    Consultation papers Published: 09/09/2016 Last modified: 10/11/2016
    We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.

  2. Further arrangements for the orderly wind-down of LIBOR at end-2021

    Press Releases Published: 29/09/2021 Last modified: 29/09/2021
    The sterling, Japanese yen, Swiss franc and euro LIBOR panels are ceasing on 31 December 2021

  3. FS19/3: Recognition of codes: feedback on QCP 23 18/39

    Feedback statements Published: 26/06/2019 Last modified: 26/06/2019
    We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps.

  4. TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products

    Thematic reviews Published: 24/11/2014 Last modified: 07/02/2022
    Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios.

  5. TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice

    Thematic reviews Published: 11/07/2014 Last modified: 25/08/2016
    Thematic reviews First published:. 11/07/2014. Last updated: 25/08/2016.

  6. FCA and PRA jointly publish proposals to enhance enforcement decision-making processes

    Press Releases Published: 14/04/2016 Last modified: 04/11/2019
    The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

  7. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    The Financial Conduct Authority outlines how it will regulate crowdfunding. Press Releases First published:. ... Consumers who want to invest in small or start-up businesses via crowdfunding platforms will receive clearer information about the business

  8. CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme

    Consultation papers Published: 08/03/2021 Last modified: 08/03/2021
    We propose how we will authorise and supervise certain firms intending to bid for emission allowances on the UK auction platform.

  9. CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

    Consultation papers Published: 15/10/2019 Last modified: 02/12/2019
    The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. 

  10. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    13/12/2017. Consultation closes. 21/02/2018. Policy Statement. Summer 2018. Summer 2018. Consultation papers First published:. ... The consultation paper sets out the detailed proposals for all types of firms.