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Showing 1031 to 1040 of 1228 search results for Occasional papers First published.

  1. FCA publishes final rules to make those in the banking sector more accountable

    Press Releases Published: 07/07/2015 Last modified: 19/04/2016
    Press Releases First published:. 07/07/2015. Last updated: 19/04/2016. Share page. ... First annual submission notifying breaches of the Conduct Rules required – end October 2016.

  2. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)

    Policy statements Published: 31/07/2015 Last modified: 12/01/2023
    In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules.

  3. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

    Press Releases Published: 12/03/2019 Last modified: 12/03/2019
    On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector

  4. FSA confirms approach to using temporary product intervention rules that will be used by the FCA

    Press Releases Published: 25/03/2013 Last modified: 31/03/2013
    The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention. This sets out the process for the Financial Conduct Authority (FCA) when it makes emergency rules to protect consumers.

  5. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

    Press Releases Published: 30/05/2019 Last modified: 30/05/2019
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

  6. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    Consultation papers First published:. 13/08/2015. Last updated: 24/11/2015. Share page. ... Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the

  7. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

    Policy statements Published: 22/01/2018 Last modified: 17/12/2018
    Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

  8. PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance

    Policy statements Published: 25/04/2016 Last modified: 25/04/2016
    Policy statements First published:. 25/04/2016. Last updated: 25/04/2016. Share page. ... guidance. In October 2015 we published Consultation Paper 15/30: Pension reforms – proposed changes to our rules and guidance (CP15/30).

  9. PS13/5 Implementation of the Alternative Investment Fund Managers Directive

    Policy statements Published: 28/06/2013 Last modified: 29/05/2018
    We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation.

  10. The Climate Financial Risk Forum publishes its second set of guides to help the financial industry effectively manage climate-related financial risks

    Press Releases Published: 21/10/2021 Last modified: 21/10/2021
    Written by industry, for industry, the guides focus on risk management, scenario analysis, disclosure, innovation and climate data and metrics