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Showing 1071 to 1080 of 1228 search results for Occasional papers First published.

  1. CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union

    Consultation papers Published: 08/01/2019 Last modified: 29/03/2019
    This paper sets out the fees structure we intend to establish for securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority) after the UK leaves the EU (European Union

  2. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

    Policy statements Published: 19/05/2022 Last modified: 10/11/2023
    We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.

  3. Fair treatment of long-standing customers in the life insurance sector: FG16/8

    Finalised guidance Published: 09/12/2016 Last modified: 19/01/2021
    In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.

  4. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements Published: 30/09/2019 Last modified: 30/09/2019
    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

  5. PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules

    Policy statements Published: 29/07/2016 Last modified: 29/07/2016
    Policy statements First published:. 29/07/2016. Last updated: 29/07/2016. Share page. ... The proposal was set out in Chapter 6 of Consultation Paper (CP) 15/42.

  6. CP19/26: Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation

    Consultations Consultation papers Published: 30/07/2019 Last modified: 10/12/2019
    This is the first consultation paper (CP) setting out our proposed technical standards for the onshored Securitisation Regulation.

  7. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.

  8. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Policy statements Published: 06/11/2015 Last modified: 08/11/2016
    Policy statements First published:. 06/11/2015. Last updated: 08/11/2016. Share page. ... On 20 March 2015 the FCA published a joint Consultation Paper (CP) with HM Treasury (the Treasury) setting out the proposals to implement the Transparency Directive

  9. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes

  10. FCA publishes update on proposed new rules to help credit card customers in persistent debt and asks for further views

    Press Releases Published: 14/12/2017 Last modified: 20/03/2024
    The FCA published an updated consultation on rules to help customers in persistent credit card debt.