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Showing 1091 to 1100 of 1228 search results for Occasional papers First published.

  1. FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products

    Statements Published: 22/02/2019 Last modified: 22/02/2019
    The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as

  2. Paying fees by instalments: we invite credit providers to express interest in offering credit to firms

    Documents Published: 15/12/2015 Last modified: 15/12/2015
    Documents First published:. 15/12/2015. Last updated: 15/12/2015. Share page. ... See:. chapter 6 of our consultation paper FCA Regulated fees and levies: rates proposals 2015/16 (CP15/14).

  3. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  4. PS14/5: Response to CP12/38 – Mutuality and with-profits funds: a way forward

    Policy statements Published: 28/03/2014 Last modified: 07/02/2022
    We summarise and give response feedback to CP12/38 – Mutuality and with-profits funds: a way forward.

  5. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

    Policy statements Published: 05/03/2019 Last modified: 05/03/2019
    This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.

  6. FG16/7: Payment Accounts Regulations 2015 - regulation 13 (packaged accounts)

    Finalised guidance Published: 01/08/2016 Last modified: 01/08/2016
    In March 2016 we consulted on guidance on the provisions on packaged accounts contained in the Payment Accounts Regulations 2015 (PARs). We have now published the finalised guidance.

  7. Best practice note - Identifying, controlling and disclosing inside information

    Markets Published: 09/06/2020 Last modified: 09/01/2023
    This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

  8. FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes

    Feedback statements Published: 14/10/2014 Last modified: 16/01/2015
    Feedback statements First published:. 14/10/2014. Last updated: 16/01/2015. Share page. ... Please send any enquiries or comments on this paper to [email protected].

  9. PS20/12: Extending implementation deadlines for the Certification Regime and Conduct Rules

    Policy statements Published: 28/10/2020 Last modified: 28/10/2020
    This Policy Statement (PS) sets out our final rules and summarises the feedback received to Consultation Paper CP 20/10 and our responses.

  10. TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance

    Thematic reviews Published: 25/02/2014 Last modified: 30/11/2021
    This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance.