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Showing 1101 to 1110 of 1228 search results for Occasional papers First published.

  1. TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance

    Thematic reviews Published: 25/02/2014 Last modified: 30/11/2021
    This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance.

  2. TR16/1: Assessing suitability: Research and due diligence of products and services

    Thematic reviews Published: 19/02/2016 Last modified: 25/02/2016
    Thematic reviews First published:. 19/02/2016. Last updated: 25/02/2016. Share page. ... We were disappointed to identify issues relating to platform research and due diligence, particularly having previously published our expectations around this topic.

  3. FCA launches call for input on the use of technology to achieve smarter regulatory reporting

    Press Releases Published: 20/02/2018 Last modified: 12/01/2023
    FCA seeks views on how technology can make it easier for firms to meet their regulatory reporting requirements and improve the quality of the information they provide.

  4. CP15/30: Pension reforms – proposed changes to our rules and guidance

    Consultation papers Published: 01/10/2015 Last modified: 08/11/2016
    Consultation papers First published:. 01/10/2015. Last updated: 08/11/2016. Share page. ... We are now publishing this paper to:. Set out our expectations about how our existing rules and guidance operate in the new environment, providing illustrative

  5. Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    Press Releases First published:. 29/10/2014. Last updated: 29/10/2014. Share page. ... Distribution to professional and institutional investors remains unrestricted. Consultation paper: Restrictions on the retail distribution of regulatory capital

  6. FS23/3: Government-regulator response to ‘Value for Money: A framework on metrics, standards and disclosures'

    Feedback statements Published: 30/01/2023 Last modified: 22/11/2023
    FCA, DWP and TPR's joint response to feedback received and next steps.

  7. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

    Policy statements Published: 24/07/2017 Last modified: 01/06/2018
    This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

  8. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms

    Consultation papers Published: 20/12/2023 Last modified: 07/03/2024
    These proposed listing regime reforms aim to encourage a greater range of companies to list and grow on UK markets.

  9. CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure

    Consultation papers Published: 14/03/2019 Last modified: 22/03/2019
    In this consultation paper, we feed back on the outcome of the consultation we conducted in October 2018 (CP18/32) on the variable fee we will charge professional body supervisors (PBSs) in 2018/19 to recover the costs of establishing and running

  10. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    Press Releases First published:. 30/10/2013. Last updated: 30/10/2013. Share page. ... Launching a consultation paper in November to clarify rules on research, including guidance around corporate access; and.