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Showing 1111 to 1120 of 1228 search results for Occasional papers First published.
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Statement on mortgage prisoners and consultation on intra-group switching and maturing interest-only and part-and-part mortgages
The FCA has published a statement on mortgage prisoners, and a consultation paper containing proposals designed to support some consumers within the mortgage market. -
Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures
To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research. -
PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24
Policy statements First published:. 02/03/2015. Last updated: 30/08/2015. Share page. ... We have published rules to implement a charge cap on default funds for automatic enrolment and bans on certain charging practices in workplace personal pension -
Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. ... The FCA continues to focus on the protection of client assets and recently published a consultation paper CP 13/5 setting out proposals to strengthen the client asset -
Statement on Consultation Paper FSA CP12/25 ‘Enhancing the effectiveness of the Listing Regime’
Here we provide an update on our follow-up to last October’s consultation (FSA CP12/25) on proposed changes to enhance the effectiveness of the Listing Regime. -
FCA statement on delay to publication of final rules for CFDs products and CFD-like options
This statement provides an update on the Financial Conduct Authority’s (FCA) consultation on permanent product intervention measures to restrict the sale, marketing and distribution of contract for differences (CFDs) and CFD-like options sold to -
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).