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Showing 1121 to 1130 of 1228 search results for Occasional papers First published.

  1. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

  2. PS13/4 Financial Conglomerates Directive – Technical Review Amendments

    Policy statements Published: 04/06/2013 Last modified: 05/06/2013
    We are publishing new rules for financial conglomerates.

  3. FCA collaborates on new consultation to explore the opportunities of a Global Financial Innovation Network

    Press Releases Published: 07/08/2018 Last modified: 22/01/2021
    The FCA has, in collaboration with 11 financial regulators and related organisations, announced the creation of the GFIN

  4. PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules

    Policy statements Published: 07/05/2019 Last modified: 08/05/2024
    This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards.

  5. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

    Policy statements Published: 07/11/2014 Last modified: 30/08/2015
    Policy statements First published:. 07/11/2014. Last updated: 30/08/2015. Share page. ... In 23 July 2014 we published a Consultation Paper proposing, at the request of HM Treasury, to implement the Transparency Directive Amending Directive’s (TDAD)

  6. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

    Press Releases Published: 04/02/2016 Last modified: 19/04/2016
    Press Releases First published:. 04/02/2016. Last updated: 19/04/2016. Share page. ... The responses to the regulatory references consultation paper CP15/31 raised a number of complex issues which require further deliberation before final rules are made.

  7. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.

  8. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

    Policy statements Published: 04/10/2021 Last modified: 04/10/2021
    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.

  9. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    FCA reminds asset managers of importance of meeting investors’ expectations. Press Releases First published:. ... In November 2015, the FCA published theTerms of Referencefor its asset management market study.

  10. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)

    Policy statements Published: 03/11/2020 Last modified: 18/01/2021
    We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18.