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Showing 1131 to 1140 of 1228 search results for Occasional papers First published.
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CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)
A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15. -
FS16/1: Feedback Statement on DP15/4 – General insurance value measures
FS16/1: Feedback Statement on DP15/4 – General insurance value measures. Feedback statements First published:. ... In July 2014 we published the findings from our general insurance (GI) add-on products market study. -
PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text
This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
FSA secures High Court victory against illegal land banking firm, Asset Land
The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
Guidance consultations First published:. 18/09/2015. Last updated: 18/09/2015. Share page. ... We published the consultation on our proposed rules in this area in July 2015 (PDF]. -
PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service
In this policy statement, we summarise and respond to feedback to Consultation Paper 18/16: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service. -
FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms
Finalised guidance First published:. 20/06/2014. Last updated: 20/10/2014. ... We received 12 responses to our guidance consultation paper from a range of respondents including firms, consumers and trade associations on behalf of their members. -
FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms
The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets. -
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.