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Showing 1161 to 1170 of 1228 search results for Occasional papers First published.

  1. CP14/22: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Consultation papers Published: 02/10/2014 Last modified: 02/10/2014
    Consultation papers First published:. 02/10/2014. Last updated: 02/10/2014. Share page.
  2. PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules

    Policy statements Published: 14/07/2015 Last modified: 07/02/2022
    We report on the main issues arising from CP15/01 FCA Competition Concurrency Guidance and Handbook amendments.
  3. FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services 

    Feedback statements Published: 12/07/2023 Last modified: 12/07/2023
    We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors
  4. CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

    Consultation papers Published: 20/05/2021 Last modified: 29/09/2021
    We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act).
  5. Position limits for commodity derivative contracts

    Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
    We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.
  6. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

    FOI Release Date of Release: 21/09/2021
    FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.
  7. High Court settlement paves the way for FCA to return money to investors in illegal land bank

    Press Releases Published: 21/06/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has agreed a settlement of proceedings in the High Court which will enable it to return approximately £380,000 to investors in a land bank.
  8. Research Note: Accumulation of wealth in Britain - what the distribution of wealth tells us about preparedness for retirement

    Data and research Research notes Published: 02/05/2019 Last modified: 02/05/2019
    In this Research Note, the FCA and The Pensions Regulator (TPR) have identified the prospect of people not having an adequate income, or the income they expect, in retirement as the overarching harm in the pensions and retirement income sector.
  9. TR14/4 – Risks to customers from financial incentives – an update

    Thematic reviews Published: 04/03/2014 Last modified: 13/03/2024
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.
  10. PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made rules'

    Policy statements Published: 29/06/2016 Last modified: 17/08/2021
    The policy in this paper will enable us to raise the funding for the FCA, the Financial Ombudsman Service and MoneyHelper (formerly the Money Advice Service) to meet their statutory objectives in 2016/17.