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Showing 1181 to 1190 of 1228 search results for Occasional papers First published.

  1. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

    Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
    We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.
  2. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

    Policy statements Published: 08/06/2015 Last modified: 07/09/2016
    We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).
  3. PS22/16: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251

    Policy statements Published: 15/12/2022 Last modified: 15/12/2022
    This PRA and FCA policy statement provides feedback to responses to FCA CP22/13. It also contains the PRA’s and FCA’s final policy,
  4. FCA publishes interim feedback following a call for input to the post-implementation review of the rules for crowdfunding

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has given an update on the post-implementation review of the loan-based and investment-based crowdfunding market. Our earlier call for input raised a number of issues for discussion; the feedback statement
  5. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

    Policy statements Published: 02/06/2020 Last modified: 02/06/2020
    The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities
  6. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.
  7. FCA launches consultation on a new type of fund to support investment in long-term assets

    Press Releases Published: 07/05/2021 Last modified: 07/05/2021
    The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.
  8. TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements

    Thematic reviews Published: 24/06/2020 Last modified: 24/06/2020
    We reviewed how effectively Independent Governance committees (IGCs) and Governance Advisory Arrangements (GAAs) are improving the value for money of workplace pensions.
  9. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.
  10. The FCA publishes findings of review into interest-only mortgages and reaches agreement with lenders to contact interest-only borrowers

    Press Releases Published: 02/05/2013 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) has published its research into consumers’ ability to repay their interest-only mortgages when they mature.