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Showing 1191 to 1200 of 1228 search results for Occasional papers First published.
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PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers
We are introducing a new Environmental, Social and Governance sourcebook. -
ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients
On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients. -
Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money
The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs) -
The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson
Press Releases First published:. 26/05/2015. Last updated: 02/06/2015. Share page. ... The paper confirmed that firms should not promote traded life policy investments to ordinary retail clients. -
PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules
This Policy Statement summarises the feedback we received to our Consultation Paper CP18/20, and sets out the final policy positions we have reached, taking into account the feedback we have received. It also contains the final rules which implement -
PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union
This policy statement (PS) provides feedback on the responses we received to consultation and sets out the fees structure we will put in place for credit rating agencies (CRAs), trade repositories (TRs) and securitisation repositories (SRs) when -
FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs
The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people -
CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports
We propose to change the definition of UKSEF 2022 in Article 2(4B) of the Transparency Directive (TD) ESEF Regulation so that it refers to UKSEF 2022 v2.0.0 instead of v1.0.0. -
CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts
Consultation papers First published:. 26/09/2014. Last updated: 29/05/2018. Share page. ... This paper will interest:. premium listed issuers or issuers considering a premium listing of their securities. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
Press Releases First published:. 21/09/2015. Last updated: 21/09/2015. Share page. ... His research interests are growth, productivity and the knowledge economy and he has published papers on these topics in a number of journals.Jonathan is a research