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Showing 1211 to 1220 of 1228 search results for Occasional papers First published.

1211. PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking

      Policy statements Published: 13/08/2015 Last modified: 09/12/2016
      Policy statements First published:. 13/08/2015. Last updated: 09/12/2016. Share page. ... The PS responds to the following consultations:. PDF]. This paper will be of interest to:.

1212. Implementing MiFID II – multi-firm review of research unbundling reforms

      Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
      Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

1213. FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees

      Press Releases Published: 28/07/2021 Last modified: 28/07/2021
      FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees.

1214. The FCA asks for views on changes it plans to make to its rules and guidance as a result of the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

      Press Releases Published: 12/11/2015 Last modified: 04/02/2016
      Press Releases First published:. 12/11/2015. Last updated: 04/02/2016. Share page. ... In the discussion paper published today, the FCA outlines plans to introduce guidance on how information should be disclosed in relation to P2P agreements included

1215. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

      Press Releases Published: 28/01/2019 Last modified: 29/01/2019
      The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.

1216. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

      Press Releases Published: 24/04/2013 Last modified: 29/11/2021
      The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious

1217. FS24/1 – Potential competition impacts from the data asymmetry between Big Tech firms and firms in financial services

      Feedback statements Published: 22/04/2024 Last modified: 22/04/2024
      We summarise our analysis of the responses we received to our Call for Input on potential competition impacts from the data asymmetry between Big Tech and firms in financial services. We also set out next steps.

1218. FSA - PS12/16 Mortgage Market Review – feedback on FSA CP11/31 and final rules

      Policy statements Published: 24/10/2012 Last modified: 07/02/2022
      This Policy Statement summarises the feedback to our consultation on our proposals for the mortgage market and sets out our final rules.

1219. FCA one year on – effective regulation goes hand-in-hand with sustainable businesses

      Speeches Published: 12/05/2014 Last modified: 13/05/2014
      Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version.

1220. FCA proposes new rules to help consumers with pre-existing medical conditions access suitable travel insurance

      Press Releases Published: 15/07/2019 Last modified: 23/07/2019
      The Financial Conduct Authority (FCA) has today launched a consultation on proposals designed to help consumers with pre-existing medical conditions (PEMCs) have better access to travel insurance products.