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Showing 311 to 320 of 1228 search results for Occasional papers First published.

  1. CP23/25: Quarterly Consultation Paper No. 42

    Consultation papers Published: 01/12/2023 Last modified: 01/12/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  2. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    TR14/7: Clarity of fund charges. Thematic reviews First published:. 07/04/2014. Last updated: 31/08/2016. ... The paper looks at the clarity of fund charges. It is important for investors to be able to understand and compare charges because, with

  3. Land banking investment schemes

    Scams Published: 04/04/2016 Last modified: 17/08/2018
    Find out how schemes to invest in a plot of land work, how to tell whether it is a scam, and why the structure of the scheme matters.

  4. Data analytics and artificial intelligence (AI)

    Fintech or innovative business Published: 27/10/2020 Last modified: 11/10/2022
    The use of data analytics and artificial intelligence (AI) is increasing in UK financial markets. We want to make sure that consumers and markets benefit from the innovation that these technological changes bring.

  5. CP20/4: Quarterly Consultation Paper No 27

    Consultation papers Published: 06/03/2020 Last modified: 03/07/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  6. How we calculate annual fees

    Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
    Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

  7. MiFID II: retail investment advice firms

    Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
    A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

  8. Consumer notice: WeRe Bank

    News stories Published: 17/09/2015 Last modified: 21/09/2015
    Consumer notice: WeRe Bank. News stories First published:. 17/09/2015. Last updated: 21/09/2015. ... Cheque & Credit (C&C) is the interbank payment system in England, Scotland and Wales that processes cheques and other paper instruments.

  9. Transposition of the Recovery and Resolution Directive

    Statements Published: 15/12/2014 Last modified: 15/12/2014
    Transposition of the Recovery and Resolution Directive. Statements First published:. 15/12/2014. ... In August 2014, we published a Consultation Paper setting out the proposed changes to our Handbook that are required to transpose the RRD into the UK

  10. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).