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Showing 321 to 330 of 1228 search results for Occasional papers First published.

  1. Non-equity securities – Engagement Paper 4

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    In this Engagement Paper we ask for your feedback on how we may improve the regime for non-equity securities under the new public offers and admission to trading regime.

  2. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

  3. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    CP15/28: Quarterly Consultation Paper No. 10. Consultation papers First published:. 04/09/2015. ... CP15/28: Quarterly Consultation Paper No. 10 [PDF]. This will be relevant if you or your firm has any interest in the subjects mentioned above.

  4. CP21/35: Quarterly Consultation Paper No. 34

    Consultation papers Published: 03/12/2021 Last modified: 07/03/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  5. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  6. Key publications – electronic money and payment services

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Publications relating to the Payment Services Directive, Electronic Money Regulations and Payment Services Regulations

  7. Information on asset manager authorisations

    FOI Release Date of Release: 20/08/2021
    The FCA responds to request for information on asset manager authorisations

  8. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

  9. FCA launches general insurance market study

    Press Releases Published: 31/10/2018 Last modified: 31/10/2018
    The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance.

  10. Statement: Strengthening Accountability in Banking

    Statements Published: 03/03/2015 Last modified: 08/09/2016
    Statement: Strengthening Accountability in Banking. Statements First published:. 03/03/2015. Last updated: 08/09/2016. ... Following the publication of the joint FCA/PRA consultation papers in July and December 2014 on Strengthening Accountability in