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Showing 331 to 340 of 1228 search results for Occasional papers First published.

  1. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

  2. FCA publishes its approach to regulatory failure

    Press Releases Published: 18/04/2013 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting

  3. CP23/24: Capital deduction for redress: personal investment firms

    Consultation papers Published: 29/11/2023 Last modified: 25/03/2024
    We are consulting on proposals to require personal investment firms (PIFs) to be more prudent and set aside capital for potential redress liabilities at an early stage

  4. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

  5. FCA launches three-year strategy to improve outcomes

    Press Releases Published: 07/04/2022 Last modified: 07/04/2022
    The FCA has launched a new strategy to improve outcomes for consumers and businesses throughout the UK.

  6. FCA acts to help mortgage prisoners

    Press Releases Published: 26/03/2019 Last modified: 29/11/2021
    Mortgage customers who have previously been unable to switch mortgages despite being up-to-date with their payments (commonly known as mortgage prisoners), could soon be able to find a cheaper deal after we proposed changes to how lenders assess

  7. Regulation as a spur to growth

    Speeches Published: 05/06/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, to the Investment Management Association (IMA) at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. CP14/8: Quarterly consultation No.5

    Consultation papers Published: 06/06/2014 Last modified: 06/06/2014
    CP14/8: Quarterly consultation No.5. Consultation papers First published:. 06/06/2014. Last updated: 06/06/2014. ... Consultation paper 14/8.

  9. CP16/17: Quarterly Consultation Paper No. 13

    Consultation papers Published: 04/07/2016 Last modified: 12/10/2016
    CP16/17: Quarterly Consultation Paper No. 13. Consultation papers First published:. 04/07/2016. ... CP16/17: Quarterly Consultation Paper No. 13 (PDF). We are proposing to:.

  10. CP23/29: Mynediad at arian parod

    Consultation papers Published: 08/12/2023 Last modified: 29/02/2024
    Rydym yn gosod ein cynigion ar gyfer sut rydym yn cefnogi mynediad at arian parod mewn byd cynyddol ddigidol. Darganfod mwy ac ymateb i’r papur ymgynghori.