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Showing 431 to 440 of 1228 search results for Occasional papers First published.

  1. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016
    DP16/3: Availability of information in the UK Equity IPO process. Discussion papers First published:. ... In this paper we consider three potential models for reform of the UK IPO process.

  2. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    FCA proposes cap on early exit charges. Press Releases First published:.

  3. CP15/26: PSR regulatory fees 2015/16

    Consultation papers Published: 20/08/2015 Last modified: 03/05/2024
    This paper explains how the FCA proposes to calculate and collect PSR fees from participants in regulated payment systems.

  4. Raising procedural issues with our Procedural Officer

    How we regulate Published: 29/03/2017 Last modified: 19/07/2022
    If you’re involved in an FCA Competition Act 1998 case, you can raise unresolved procedural issues with the FCA Procedural Officer. Find out more about making an application.

  5. PS19/22: Guidance on Cryptoassets

    Policy statements Published: 23/01/2019 Last modified: 01/08/2019
    The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where

  6. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    Press Releases First published:. 26/03/2015. Last updated: 08/11/2016. Share page. ... Discussion Paper: Developing our approach to implementing MiFID II conduct of business and organisational requirements.

  7. Amerdeep Somal appointed as Complaints Commissioner

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England have today announced the appointment of Amerdeep Somal as Complaints Commissioner.

  8. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

  9. Quarterly Consultation Paper No. 14: CP16/21

    Consultation papers Published: 02/09/2016 Last modified: 10/11/2016
    Quarterly Consultation Paper No. 14: CP16/21. Consultation papers First published:. 02/09/2016.

  10. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent