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Showing 451 to 460 of 1228 search results for Occasional papers First published.

  1. CP21/5: Quarterly Consultation Paper No. 31

    Consultation papers Published: 05/03/2021 Last modified: 16/08/2021
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes, but we still want to get your feedback on our proposals.

  2. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    16/12/2016. Policy statement. Spring 2017. Spring 2017. Policy statements First published:. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

  3. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

  4. Report fee tariff data: European Economic Area (EEA) firms

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting).

  5. FCA opens debate on intergenerational finance: how industry and regulators should respond to demographic change

    Press Releases Published: 02/05/2019 Last modified: 02/05/2019
    The Financial Conduct Authority (FCA) has today published a discussion paper on Intergenerational Differences, exploring the changing financial needs of consumers from different age groups.

  6. FCA publishes Feedback Statement on Distributed Ledger Technology

    Press Releases Published: 15/12/2017 Last modified: 17/11/2023
    The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT).

  7. We consult on new guidance on the trading venue perimeter

    News stories Published: 22/09/2022 Last modified: 22/09/2022
    We have published a Consultation Paper (CP) proposing new guidance on the regulatory perimeter for trading venues as part of the Wholesale Markets Review (WMR) we have been conducting with the Treasury.

  8. How the UK will regulate for the future

    Speeches Published: 14/07/2022 Last modified: 14/07/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

  9. ‘Big Tech a priority’ says FCA Chief Executive

    Press Releases Published: 22/04/2024 Last modified: 22/04/2024
    In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for

  10. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.