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Showing 471 to 480 of 1228 search results for Occasional papers First published.

  1. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.
  2. Are small firms being locked out of the derivatives market?

    Insight Published: 30/06/2017 Last modified: 30/06/2017
    Are small firms being locked out of the derivatives market? Insight First published:. ... Read the full research paper on analysing the impact of EMIR variation margin requirements.
  3. CP16/15: Capping early exit pension charges

    Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
    CP16/15: Capping early exit pension charges. Consultation papers First published:. 26/05/2016. ... This Consultation Paper (CP) sets out our proposals on the application and level of a cap – and the changes to our Handbook rules – that we believe are
  4. FG23/1: OPBAS Sourcebook update

    Policy and guidance Finalised guidance Published: 10/08/2022 Last modified: 10/01/2023
    The FCA sets out feedback guidance from consultation on the OPBAS source.
  5. Primary Market Bulletin 31

    Newsletters Published: 11/11/2020 Last modified: 11/11/2020
    Welcome to the 31st edition of the Primary Market Bulletin (PMB)
  6. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. CP16/11: PSR regulatory fees 2016/17

    Consultation papers Published: 15/04/2016 Last modified: 01/05/2024
    The PSR sets out its policy decisions on the allocation, calculation, and collection of PSR fees for 2016/17, and further proposals for consultation.
  8. FCA proposes changes to facilitate investment in patient capital

    Press Releases Published: 12/12/2018 Last modified: 11/04/2024
    The FCA has proposed changes to further enable retail investors to invest in patient capital through unit-linked funds.
  9. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. CP15/8: Quarterly Consultation Paper No. 8

    Consultation papers Published: 06/03/2015 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.