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Showing 481 to 490 of 1228 search results for Occasional papers First published.

  1. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.

  2. FCA confirms introduction of rent-to-own price cap

    Press Releases Published: 05/03/2019 Last modified: 05/03/2019
    The Financial Conduct Authority (FCA) has today confirmed the introduction of a price cap to protect some of the most vulnerable customers in the UK in the rent-to-own (RTO) sector. The cap will be introduced from 1 April 2019 and will save

  3. FCA consults on 2015/16 fees for regulated firms

    Press Releases Published: 26/03/2015 Last modified: 26/03/2015
    FCA consults on 2015/16 fees for regulated firms. Press Releases First published:. ... 38% of regulated firms will continue to pay the minimum fee which will increase to £1084 from £1000, the first increase since 2010.

  4. CP14/11: Retirement reforms and the Guidance Guarantee

    Consultation papers Published: 21/07/2014 Last modified: 21/07/2014
    CP14/11: Retirement reforms and the Guidance Guarantee. Consultation papers First published:. ... The draft levy rules will be set out in our annual fees policy consultation paper in October.

  5. FS13/1: Transparency - Feedback on DP13/1

    Feedback statements Published: 05/08/2013 Last modified: 16/01/2015
    FS13/1: Transparency - Feedback on DP13/1. Feedback statements First published:. 05/08/2013. ... In March 2013, we published our Transparency Discussion Paper, DP13/01.

  6. FCA Transparency Framework Feedback Statement

    Documents Published: 05/08/2013 Last modified: 05/08/2013
    In March 2013, we published our Transparency Discussion Paper DP13/01. It set out our approach to transparency and proposed ideas on how we could be more transparent about our organisation and our regulatory activities, and about how firms could be

  7. CP17/6: Quarterly Consultation Paper No. 16

    Consultation papers Published: 03/03/2017 Last modified: 15/05/2017
    CP17/6: Quarterly Consultation Paper No. 16. Consultation papers First published:. 03/03/2017. ... Due to an oversight, the change described in chapter 8, paragraph 8.7 and question 8.4 of this consultation paper was not included in the draft instrument

  8. FS15/1: Discussion on the use of dealing commission

    Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
    This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

  9. PS18/6: Advising on Pension Transfers

    Policy statements Published: 26/03/2018 Last modified: 26/03/2018
    The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits.

  10. Research Note: EMIR data and derivatives market policies

    Data and research Research notes Published: 06/08/2018 Last modified: 06/08/2018
    In 2012, the European Union (EU) implemented the post-financial crisis G20 agreements on derivatives markets by adopting the European Market Infrastructure Regulation (EMIR). In this Research Note, we assess the impact of two key EMIR obligations