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Showing 521 to 530 of 1228 search results for Occasional papers First published.
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PS24/4: Rules relating to Securitisation
The FCA sets out our final rules for the UK securitisation markets. -
The future of open banking and the Joint Regulatory Oversight Committee
On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups -
We consult on proposals aimed at improving UK equity market
We publish a Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
CP16/1: Consequential changes to the Senior Managers Regime
CP16/1: Consequential changes to the Senior Managers Regime. Consultation papers First published:. ... In this paper we set out a number of technical rule changes to the Senior Managers & Certification Regime (SM&CR). -
Making innovation work for firms and consumers
Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
CP21/33: Regulatory fees and levies proposals for 2022/23
We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23 -
The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment -
Primary multilateral trading facilities – Engagement Paper 6
We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.