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Showing 531 to 540 of 1228 search results for Occasional papers First published.

  1. FCA reviews effectiveness of UK primary capital markets

    Press Releases Published: 14/02/2017 Last modified: 11/04/2024
    The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors.

  2. Protected forward-looking statements – Engagement Paper 3

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

  3. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  4. FCA announces changes to advice on pension transfers

    Press Releases Published: 26/03/2018 Last modified: 11/04/2024
    The FCA has published new rules and guidance on pension transfer advice and is seeking views on additional changes, including adviser charging structures.

  5. Chairman's speech to the Trust in Banking Conference

    Speeches Published: 20/10/2015 Last modified: 22/10/2015
    Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

  6. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
    Consultation papers First published:. 22/10/2015. Last updated: 06/09/2016. Share page. ... This CP delivers on this commitment. This Consultation Paper proposes to amend rules and guidance related to the following disclosures:.

  7. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.

  8. Reporting requirements: payment service providers and e-money issuers

    Tasks for firms Published: 12/05/2015 Last modified: 30/05/2024
    The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.

  9. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  10. FCA proposes reforms to the availability of information in the UK equity IPO process

    Press Releases Published: 01/03/2017 Last modified: 11/04/2024
    The FCA is proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process.