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Showing 551 to 560 of 1228 search results for Occasional papers First published.

  1. DP20/2: Prudential requirements for MiFID investment firms

    Discussion papers Published: 23/06/2020 Last modified: 17/12/2020
    This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking

  2. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. CP15/21: Reform of the legacy Credit Unions Sourcebook

    Consultation papers Published: 24/06/2015 Last modified: 12/01/2023
    We are consulting jointly with the Prudential Regulation Authority (PRA) on reforming some of our rules for credit unions.

  4. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers Published: 31/03/2017 Last modified: 26/06/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  5. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  6. CP13/2: Mortgage Market Review - Data reporting

    Consultation papers Published: 14/05/2013 Last modified: 07/02/2022
    We are consulting on changing our rules on the data firms have to send us about mortgages.

  7. PS19/5 and feedback on our Brexit consultations

    Policy statements Published: 28/02/2019 Last modified: 22/12/2020
    We set out our response to the feedback we received from our Brexit consultations.

  8. Handbook changes to reflect the introduction of the Lifetime ISA: CP16/32

    Consultation papers Published: 16/11/2016 Last modified: 26/01/2017
    We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.

  9. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  10. DP15/7: Our approach to SMEs as users of financial services

    Discussion papers Published: 27/11/2015 Last modified: 25/08/2016
    DP15/7: Our approach to SMEs as users of financial services. Discussion papers First published:. ... This discussion paper reviews the way in which small and medium sized enterprises (SMEs) that use financial services are treated in our rules.