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Showing 561 to 570 of 1228 search results for Occasional papers First published.

  1. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

  2. PS15/25: PSR regulatory fees 2015/16

    Policy statements Published: 27/10/2015 Last modified: 27/10/2015
    PS15/25: PSR regulatory fees 2015/16. Policy statements First published:. 27/10/2015. Last updated: 27/10/2015. ... Fee-paying PSPs who have any questions about fees invoices should contact their operator(s) in the first instance.

  3. PS13/7 Consumer credit: interim permission fees

    Policy statements Published: 30/08/2013 Last modified: 30/08/2013
    The Financial Conduct Authority (FCA) will take over the regulation of consumer credit from the Office of Fair Trading (OFT) on 1 April 2014.

  4. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  5. Further issuances of equity on regulated markets – Engagement Paper 2

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime.

  6. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

    Consultation papers Published: 03/05/2023 Last modified: 03/05/2023
    We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

  7. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

  9. Call for Input: Supporting the development and adoption of RegTech

    News stories Published: 23/11/2015 Last modified: 06/04/2016
    Call for Input: Supporting the development and adoption of RegTech. News stories First published:. ... This paper will be of particular interest to businesses looking to use FinTech and RegTech for providing financial services.

  10. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.