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Showing 571 to 580 of 1228 search results for Occasional papers First published.

  1. FSA - DP13/1 How the FCA could be more transparent

    Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
    We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.

  2. PS16/2: Implementation of the UCITS V Directive

    Policy statements Published: 02/02/2016 Last modified: 02/02/2016
    PS16/2: Implementation of the UCITS V Directive. Policy statements First published:. ... We also outline some final guidance for depositaries of AIFs, which we consulted on in our March 2015 quarterly consultation paper CP15/8.

  3. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

  4. PS15/15: FCA regulated fees and levies

    Policy statements Published: 22/06/2015 Last modified: 29/11/2021
    We are publishing rules on our 2015/16 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service (ombudsman service) general levy, and MoneyHelper (formerly the Money Advice Service).

  5. PS14/11: FCA regulated fees and levies

    Policy statements Published: 02/07/2014 Last modified: 25/11/2021
    We are publishing rules on our 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service general levy, and MoneyHelper (formerly the Money Advice Service).

  6. FCA publishes discussion paper on transforming culture in financial services

    Press Releases Published: 12/03/2018 Last modified: 12/03/2018
    The Financial Conduct Authority (FCA) has today published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating

  7. FCA consults on post-Brexit divergence for PRIIPS regulation

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.

  8. Call for Input: Cross-Sector Sandbox

    Calls for input Published: 29/05/2019 Last modified: 08/11/2019
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  9. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  10. Building firm foundations for healthy cultures

    Speeches Published: 20/11/2023 Last modified: 20/11/2023
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.