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Showing 591 to 600 of 1228 search results for Occasional papers First published.

  1. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.

  2. FCA proposes changes to rules for crowdfunding platforms

    Press Releases Published: 27/07/2018 Last modified: 27/07/2018
    Following a post-implementation review of its crowdfunding rules, the Financial Conduct Authority (FCA) is opening a consultation on new rules for loan-based crowdfunding platforms.

  3. UK Payment Accounts: access and closures

    Corporate documents Published: 19/09/2023 Last modified: 19/09/2023
    We set out key insights from our work on the provision of payment accounts to personal customers, businesses and charities. We also outline next steps.

  4. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  5. New rules proposed for sponsors to enhance listing regime

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    New rules proposed for sponsors to enhance listing regime. Press Releases First published:. ... published today by the Financial Conduct Authority (FCA) for consultation.

  6. Call for input to the post-implementation review of the FCA’s crowdfunding rules

    Calls for input Published: 02/09/2016 Last modified: 09/09/2016
    In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.

  7. CP17/10: Consultation on persistent debt and earlier intervention remedies

    Consultation papers Published: 03/04/2017 Last modified: 07/12/2017
    We are consulting on measures to address persistent credit card debt and require credit card firms to use their data to identify customers at risk of financial difficulties. In this document we also set out details of an industry voluntary agreement

  8. CP14/25: Changes to the Approved Persons Regime for Solvency II firms

    Consultation papers Published: 26/11/2014 Last modified: 30/09/2016
    Consultation papers First published:. 26/11/2014. Last updated: 30/09/2016. Share page. ... This Consultation Paper proposes changes to the Approved Persons Regime for Solvency II firms to address:.

  9. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.