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Showing 631 to 640 of 1228 search results for Occasional papers First published.

  1. CP14/23: Restrictions on the retail distribution of regulatory capital instruments

    Consultation papers Published: 29/10/2014 Last modified: 15/01/2015
    CP14/23: Restrictions on the retail distribution of regulatory capital instruments. Consultation papers First published:. ... Send us your comments by 29 January 2015 using the online response form, or write to us at the address on page 2 of the paper.

  2. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    13/12/2017. Consultation closed. 21/02/2018. Policy Statement. 04/07/2018. 04/07/2018. Policy statements First published:. ... We have also published Guides to the Senior Managers and Certification Regime for firms.

  3. FCA to make mini-bond marketing ban permanent

    Press Releases Published: 18/06/2020 Last modified: 18/06/2020
    The FCA has today announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors.

  4. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

    Discussion papers Published: 26/05/2022 Last modified: 17/08/2022
    This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

  5. FS22/2: Driving Value for Money in Defined Contribution Pensions

    Feedback statements Published: 23/05/2022 Last modified: 30/01/2023
    We set out the feedback we received on our proposed framework to assess and promote Value for Money in all FCA and TPR-regulated Defined Contribution pension schemes

  6. CP21/30: Debt packagers: proposals for new rules

    Consultation papers Published: 17/11/2021 Last modified: 02/06/2023
    We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.

  7. Speech: The economic challenge of regulating the mortgage market

    Insight Published: 04/11/2016 Last modified: 17/02/2017
    Speech: The economic challenge of regulating the mortgage market. Insight First published:. ... Consumers struggle with complex calculations and terms (FCA paper in prep; Dellaert & Stremersch).

  8. Speech: Regulators should heed lessons from mishandling of Hillsborough process

    Insight Published: 07/06/2016 Last modified: 17/02/2017
    Speech: Regulators should heed lessons from mishandling of Hillsborough process. Insight First published:. ... But longer term, a lack of fairness will further fuel the anger I referred to in my first lesson.

  9. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

  10. CP22/23: Regulatory fees and levies: policy proposals for 2023/24

    Consultation papers Published: 29/11/2022 Last modified: 06/06/2023
    We would like your views on the way we will raise our fees from 2023/24