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Showing 701 to 710 of 1228 search results for Occasional papers First published.

  1. GC20/1: Advising on pension transfers

    Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best

  2. FCA finds firms fail to deliver best execution

    Press Releases Published: 31/07/2014 Last modified: 31/07/2014
    FCA finds firms fail to deliver best execution. Press Releases First published:. ... July 2014 FCA discussion paper on client dealing commission.

  3. PS20/9: General Insurance Value Measures

    Policy statements Published: 30/01/2019 Last modified: 22/09/2020
    This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

  4. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    Consultation papers First published:. 15/12/2015. Last updated: 22/08/2019. Share page. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have discretion in implementing MiFID II.

  5. CP14/16: Proposed rules for independent governance committees

    Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
    CP14/16: Proposed rules for independent governance committees. Consultation papers First published:. ... This consultation paper will be of interest to:. the providers of workplace personal pension schemes, including personal pension schemes and

  6. FCA to improve pace and transparency around enforcement cases

    Press Releases Published: 27/02/2024 Last modified: 27/02/2024
    The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

  7. CP23/23: Prudential assessment of acquisitions and increases in control

    Consultation papers Published: 23/11/2023 Last modified: 26/02/2024
    We are consulting on proposals to replace EU guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector.

  8. FCA launches discussion on improving the financial services compensation framework

    Press Releases Published: 06/12/2021 Last modified: 06/12/2021
    FCA seeks views on fundamental questions about the purpose, scope and funding of it's compensation framework

  9. The FCA strengthens the listing rules to enhance protection for shareholders

    Press Releases Published: 05/11/2013 Last modified: 27/11/2013
    Press Releases First published:. 05/11/2013. Last updated: 27/11/2013. Share page. ... The consultation paper and feedback to CP12/25, which set out our original proposals.

  10. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments