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Showing 711 to 720 of 1228 search results for Occasional papers First published.

  1. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments
  2. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.
  3. PS16/6: Consequential Changes to the Senior Managers Regime

    Policy statements Published: 02/03/2016 Last modified: 26/05/2016
    PS16/6: Consequential Changes to the Senior Managers Regime. Policy statements First published:. ... In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and
  4. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.
  5. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.
  6. PS13/12: Mortgage Market Review: data reporting

    Policy statements Published: 16/12/2013 Last modified: 30/08/2015
    PS13/12: Mortgage Market Review: data reporting. Policy statements First published:. 16/12/2013. ... See the table in the first chapter of this paper for information on the timetable.
  7. FS14/2: Feedback Statement on Project Innovate: Call for input

    Feedback statements Published: 28/10/2014 Last modified: 16/01/2015
    FS14/2: Feedback Statement on Project Innovate: Call for input. Feedback statements First published:. ... In this paper, we:. summarise the feedback received on our Call for input, including both written feedback and discussions held at our roundtable
  8. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

    Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
    This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better
  10. The Financial Conduct Authority seeks views on its approach to small businesses

    Press Releases Published: 27/11/2015 Last modified: 27/11/2015
    Press Releases First published:. 27/11/2015. Last updated: 27/11/2015. Share page. ... On 17 August 2015, the ombudsman service published a review of complaints referred to them by businesses.