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Showing 711 to 720 of 1228 search results for Occasional papers First published.
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FCA to strengthen financial promotions rules to protect consumers
FCA is acting to address concerns about the ease and speed with which people can make high-risk investments -
Diversity and inclusion: Driving change in our industry
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference. -
PS16/6: Consequential Changes to the Senior Managers Regime
PS16/6: Consequential Changes to the Senior Managers Regime. Policy statements First published:. ... In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and -
FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2
We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK. -
Updating and improving the UK regime for asset management: our priorities
Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner. -
PS13/12: Mortgage Market Review: data reporting
PS13/12: Mortgage Market Review: data reporting. Policy statements First published:. 16/12/2013. ... See the table in the first chapter of this paper for information on the timetable. -
FS14/2: Feedback Statement on Project Innovate: Call for input
FS14/2: Feedback Statement on Project Innovate: Call for input. Feedback statements First published:. ... In this paper, we:. summarise the feedback received on our Call for input, including both written feedback and discussions held at our roundtable -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Evaluation Paper 20/1: An evaluation of our rent-to-own price cap
This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better -
The Financial Conduct Authority seeks views on its approach to small businesses
Press Releases First published:. 27/11/2015. Last updated: 27/11/2015. Share page. ... On 17 August 2015, the ombudsman service published a review of complaints referred to them by businesses.