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Showing 731 to 740 of 1228 search results for Occasional papers First published.

  1. TR15/4: Governance over mortgage lending strategies

    Thematic reviews Published: 19/03/2015 Last modified: 19/03/2015
    TR15/4: Governance over mortgage lending strategies. Thematic reviews First published:. 19/03/2015. ... This paper reports findings from our thematic review on governance over mortgage-lending strategies.

  2. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    Press Releases First published:. 10/07/2014. Last updated: 10/07/2014. Share page. ... The FCA’sdiscussion paper on dealing commission, including results of the thematic review.

  3. FCA proposes price cap for payday lenders

    Press Releases Published: 15/07/2014 Last modified: 15/07/2014
    FCA proposes price cap for payday lenders. Press Releases First published:. ... The FCA’s final rules for payday lenders, and all other consumer credit firms, were published in February 2014.

  4. FCA proposes stronger protection for consumers in financial markets

    Press Releases Published: 14/05/2021 Last modified: 14/05/2021
    Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

  5. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  6. Our response to the European Commission Green Paper: Retail Financial Services

    Documents Published: 31/03/2016 Last modified: 05/04/2016
    Documents First published:. 31/03/2016. Last updated: 05/04/2016. ... The European Commission recently published a Green Paper on retail financial services.

  7. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.

  8. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    Press Releases First published:. 15/12/2015. Last updated: 15/12/2015. Share page. ... The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments

  9. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    Consultation papers First published:. 14/04/2016. Last updated: 14/04/2016. Share page. ... This paper also proposes to provide a framework and incentive for partly contested cases.

  10. FCA seeks views on updating asset management regulation

    Press Releases Published: 20/02/2023 Last modified: 20/02/2023
    The Financial Conduct Authority (FCA) is seeking views on what regulatory change might help the UK’s asset management industry innovate, better support the investors it serves and boost competition.