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Showing 741 to 750 of 1228 search results for Occasional papers First published.
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Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
CP14/31: Strengthening accountability in banking: forms, consequential and transitional aspects
CP14/31: Strengthening accountability in banking: forms, consequential and transitional aspects. Consultation papers First published:. ... This is a technical consultation paper (CP) which we are publishing jointly with the PRA. -
CP14/29: Guaranteed Asset Protection insurance: a competition remedy
CP14/29: Guaranteed Asset Protection insurance: a competition remedy. Consultation papers First published:. ... In this paper we set out proposed changes to the guaranteed asset protection (GAP) insurance market. -
CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)
Consultation papers First published:. 05/11/2015. Last updated: 05/11/2015. Share page. ... In October 2011, the European Commission published proposals for a regulation on insider dealing, market manipulation and the improper disclosure of inside -
FCA consults on reforms to improve the effectiveness of UK primary markets
The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic -
CP13/10: Detailed proposals for the FCA regime for consumer credit
CP13/10: Detailed proposals for the FCA regime for consumer credit. Consultation papers First published:. ... For more details see Part B of our full paper. CP13/10 - Detailed proposals for the FCA regime for consumer credit:. -
Building the UK financial sector’s operational resilience discussion paper
BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures -
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... Consultation paper CP15/37 [PDF]. This consultation will be of interest to non-Directive firms and Swiss general insurers. -
Intention to consult on updates to the FCA lists of multilateral development banks
In the forthcoming Quarterly Consultation Paper the FCA intends to consult on changes to the Glossary terms a for multilateral development bank and designated multilateral development bank. -
CP19/20: Our framework: assessing adequate financial resources
The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.