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Showing 751 to 760 of 1228 search results for Occasional papers First published.

  1. FCA seeks industry views on a new prudential regime for UK investment firms

    Press Releases Published: 23/06/2020 Last modified: 11/04/2024
    The FCA has published a discussion paper on a prudential regime for UK investment firms.

  2. Engagement feedback on the new public offers and admissions to trading regime

    Feedback statements Published: 12/12/2023 Last modified: 12/12/2023
    We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime.

  3. Call for Input: the FCA’s approach to the current payment services regime

    News stories Published: 10/02/2016 Last modified: 10/02/2016
    News stories First published:. 10/02/2016. Last updated: 10/02/2016. Share page. ... This includes the Payment Services Approach Document and the Perimeter Guidance Manual (PERG 15) published in 2009.

  4. FCA introduces rule to enhance climate-related disclosures

    News stories Published: 21/12/2020 Last modified: 21/12/2020
    The FCA has published a Policy Statement promoting better climate-related financial disclosures for UK premium listed commercial companies.

  5. Keynote address: Financial crime in the FCA world

    Speeches Published: 01/07/2013 Last modified: 18/07/2013
    Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

  7. Algorithmic Trading Compliance in Wholesale Markets

    Multi-firm reviews Published: 12/02/2018 Last modified: 12/02/2018
    We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

  8. CP14/9: Client Money held in Individual Savings Accounts

    Consultation papers Published: 10/06/2014 Last modified: 12/01/2023
    We publish proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget.

  9. CP13/14: Regulatory fees and levies: policy proposals for 2014/15

    Consultation papers Published: 31/10/2013 Last modified: 22/11/2021
    This consultation paper (CP) sets out our proposed policy changes to our fee and levy regimes.

  10. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.